Documents Required

Step 4 - FNA + Goals

Supervisor Form - BC

LIRD (Replacement)

WFG Fillable (FNA)

Financial Needs Analysis Document to be filled for every client to know about their needs

Agent Disclosure Letter Sample

This is a sample of Agent Disclosure Letter, use it to draft one for yourself.

Reason Why Letter

Sample Reason Why Letter to be used to explain the client about why did you recommended the plan

WFG Insurance Sales Package

Complete Package of all the required documents.

Know Your Client - KYC

KYC document to be filled for all the investment clients

Trade Ticket

Trade Ticket to be filled for all the investment related transactions

IA Investor Profile

Equitable Investor Profile

Complete Client Package

Client Meeting Notes

Dreambuilders Closing Template

Consent Form